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FINRA Awards for Ronald R. Wilhelm

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0305010/23/2009Claimant(s): Roger St. Onge and Barbara St. Onge
Claimant Lawyers(s): Steven T. Shults
Respondent(s): Harold Grubbs, Financial Management.
Respondent Lawyers(s): Joshua P. Henry
Arbitrator(s): Fred M. Ridolphi, John A. Davis, Ronald R. Wilhelm
Hearing Site: Little Rock, AR
Checkmark Icon$70,000
08-0072709/04/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Randy Koontz
Respondent Lawyers(s): Kenneth R. Shemin
Arbitrator(s): Paul Mann, M. Eileen Dorsey, Ronald R. Wilhelm
Hearing Site: Little Rock, AR
06-0462509/14/2007Claimant(s): Betty Gray
Claimant Lawyers(s): Richard C. Downing
Respondent(s): Charles George, Citigroup Global Markets.
Respondent Lawyers(s): Donald J. Mehan, Hugo A. Hilgendorff
Arbitrator(s): Ronald R. Wilhelm, Elton W. Chartrand, Carolyn L. Witherspoon
Hearing Site: Little Rock, AR
Checkmark Icon$1,157,380

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