FINRA Awards for H. Naill Falls

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03010	11/10/2015	Claimant(s): David Crick Claimant Lawyers(s): H. Naill Falls Respondent(s): Anastasios Belesis, John Thomas Financial Respondent Lawyers(s): Anthony C. Varbero, Maria Cummings Arbitrator(s): Lita S Menkin, Arthur L. Tepper, Leigh Ann Roberts Hearing Site: Nashville, TN		$2,417,500
08-03266	02/10/2011	Claimant(s): Edward Karrels Claimant Lawyers(s): H. Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Wendy M. Warren Arbitrator(s): Kendall P. Hill, Kenneth M. Jackson, Lovella L. Richardson Hearing Site: Nashville, TN		$373,135
09-02030	11/12/2010	Claimant(s): Sam and Martha Massey Claimant Lawyers(s): H. Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Janet Stern Solomon, Domitilia M. dos Santos, Joseph D. Vu Hearing Site: Memphis, TN		$0
08-01066	06/26/2009	Claimant(s): Claude Jones Claimant Lawyers(s): H. Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Meredith M. Thompson Arbitrator(s): Beverly S. Gordon, Marshal H. Emerson, A.J. Seier Hearing Site: Tampa, FL		$0
08-01095	05/27/2009	Claimant(s): Larry Hough Claimant Lawyers(s): H. Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): David King Arbitrator(s): Brendan E. Finucane, John G. Manley, Kevin Clark Hearing Site: Nashville, TN		$0
07-03570	04/09/2009	Claimant(s): Jerome Woods, Jr. and Dana Woods Claimant Lawyers(s): H. Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Shepherd D. Tate Arbitrator(s): Robert J Warner, Susan A. Mathews, J. Maxwell Williams Hearing Site: Memphis, TN		$950,600