| 14-01703 | 08/07/2015 | Claimant(s): Betty Fischer, Herbert Fischer
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Daniel Micha, RBC Capital Markets LLC
Respondent Lawyers(s): Patrick J. Howley
Arbitrator(s): Joseph D. Vu
Hearing Site: Milwaukee, WI
|  | $300 |
| 13-00613 | 11/08/2013 | Claimant(s): Charles Byrd, Dan DeSimoni, Dennis Owens, Doug Reinhart, Greg Stringer, Hammond Hunt, Henry Respess, Irvin Plowden, J. Turner Hunt, Massimo DeSimoni, Maxine Kelley, Michael DeSimoni, Paul Reinhart, Willard Hill, William Hunt, William "Will" Bunker
Claimant Lawyers(s): Scott F. Hessell
Respondent(s): Deutsche Bank Securities., David Parse, Raymond Brubaker, DB Alex. Brown LLC, Deutsche Bank AG
Respondent Lawyers(s): Allan N. Taffet, Keith E. Blackman, Kevin E. O'Reilly, Paul H. Schoeman, The Company President
Arbitrator(s): Joseph D. Vu, Marilee Roberg, Jacqueline Stanley Lustig
Hearing Site: Chicago, IL
| | Dismissed by Rule 12206 |
| 11-03970 | 11/29/2012 | Claimant(s): Jian Yuan
Claimant Lawyers(s): Damon E. Dunn
Respondent(s): Daniel Tierney, Stephen Schuler, Blink Trading, GETCO Europe Limited, GETCO Holding Company, GETCO, Getco Securities, Lowtech Solutions, OCTEG
Respondent Lawyers(s): Bill Dugan
Arbitrator(s): Joseph D. Vu, Scott E. Rexroad, Jonah Orlofsky
Hearing Site: Chicago, IL
| | |
| 09-02030 | 11/12/2010 | Claimant(s): Sam and Martha Massey
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Janet Stern Solomon, Domitilia M. dos Santos, Joseph D. Vu
Hearing Site: Memphis, TN
| | $0 |
