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FINRA Awards for Brendan E. Finucane

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0109505/27/2009Claimant(s): Larry Hough
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David King
Arbitrator(s): Brendan E. Finucane, John G. Manley, Kevin Clark
Hearing Site: Nashville, TN
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07-0026903/05/2008Claimant(s): Cambridge Equity Advisors., Cambridge Way.
Claimant Lawyers(s): Stanley M. Chernau
Respondent(s): Aaron Vallett, Maggie Nuzum, Michael Goldston
Respondent Lawyers(s): David Zager, Stanley M. Chernau
Arbitrator(s): Brendan E. Finucane, Ronald M. Gordon, Neil Harvey Smith
Hearing Site: Nashville, TN

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