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FINRA Awards for Robin H. Rome

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0062204/12/2022Claimant(s): Joseph Denicola
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Robin H. Rome
Arbitrator(s): B. John Dill, Frank Sanclemente, George Weston Mann
Hearing Site: Boston, MA
18-0077402/22/2019Claimant(s): Kevin Koch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Robin H. Rome
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
12-0196009/10/2013Claimant(s): Samuel Lombardo
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): The Prudential Insurance Company Of Amer
Respondent Lawyers(s): Robin H. Rome
Arbitrator(s): Michael A. Ruderman
Hearing Site: New York, NY

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