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FINRA Awards for State Street Global Markets

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0121610/03/2019Claimant(s): Peter Weiner
Claimant Lawyers(s): Michael J. Tuteur
Respondent(s): State Street Global Markets
Respondent Lawyers(s): Morgan C. Nighan
Arbitrator(s): William A. Barrett, Frank Sanclemente, Dennis E. Nelson
Hearing Site: Boston, MA
16-0289507/03/2017Claimant(s): Thomas Bryant
Claimant Lawyers(s): David Glod
Respondent(s): State Street Global Markets
Respondent Lawyers(s): Morgan C. Nighan
Arbitrator(s): Richard J. Grahn, Jeffrey P. Petrucelly, George Weston Mann
Hearing Site: Boston, MA

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