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FINRA Awards for Kelly J. Moynihan

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0030210/22/2010Claimant(s): Gary Eveatt
Claimant Lawyers(s): Gary Lee Eveatt
Respondent(s): Shaun Verner, Tracie Sunitsch, Bancwest Investment Services.
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): John J. George
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0228710/04/2010Claimant(s): Deborah Hill, IRA Rollover Dated 09/13/92
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Terri Coster Boesch, Hadden Wing Roth, Michael Craig Butterworth
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0090904/19/2010Claimant(s): Jere Planck, Mary Planck, Jere W. and Mary C. Planck Family Trust
Claimant Lawyers(s): Maura K. McKelvey
Respondent(s): UBS Financial Services Inc., Scott Miller
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Gary L. Freeman, Jerome K. Altshuler, Richard D. Fincher
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
08-0240807/14/2009Claimant(s): D. Bartell
Claimant Lawyers(s): David E. Robbins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Peter L. Curry, Susan E. Maloney, Michael Jay Rich
Hearing Site: Boston, MA
Checkmark Icon$0
08-0211805/29/2009Claimant(s): Gary L. Wilhelm, IRA
Claimant Lawyers(s): Michael S. MacDonald
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
Checkmark Icon$14,570
07-0197204/17/2009Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Anne Marie Murphy
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Paul J. Dubow, Carl B. Noelke, Thomas C. McNally
Hearing Site: San Francisco, CA

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