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FINRA Awards for Voya Financial Partners

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0087011/01/2021Claimant(s): Timothy Hourihan
Claimant Lawyers(s): Francis D. Dibble
Respondent(s): Dorene Mulholland, Voya Financial Partners, Voya Retirement Ins.and Annuity Co.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Jim Geiger, Mae A. Brudner, Franklin Sariel Schwerin
Hearing Site: Hartford, CT
17-0203905/17/2018Claimant(s): William Kelly
Claimant Lawyers(s): David Freniere
Respondent(s): Voya Financial Partners
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): James R. Collins, Michael Jay Rich, Paul A. Auerbach
Hearing Site: Boston, MA
17-0044210/18/2017Claimant(s): James Bradley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Voya Financial Partners
Respondent Lawyers(s): Michelle Rosenberg
Arbitrator(s): Samuel H. Chorches
Hearing Site: Augusta, ME

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