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FINRA Awards for Leerink Swann LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0189705/29/2015Claimant(s): Leerink Swann LLC
Claimant Lawyers(s): Peter A. Brown
Respondent(s): Scott Price
Respondent Lawyers(s): Peter R. Pendergast
Arbitrator(s): John B. Kinsellagh
Hearing Site: Boston, MA
08-0394102/24/2010Claimant(s): Leerink Swann LLC
Claimant Lawyers(s): David C. Casey
Respondent(s): Martin Joyce
Respondent Lawyers(s): Thomas J. Butters
Arbitrator(s): John A. Goc, Pete S. Michaels, John Joseph Cotter
Hearing Site: Boston, MA

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