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FINRA Awards for John A. Goc

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0349405/05/2016Claimant(s): Russell Cable
Claimant Lawyers(s): Robert Aronson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): John A. Goc, Michael P. Anciello, Sylvia E. Green
Hearing Site: Boston, MA
Checkmark IconExpungement
14-0001202/09/2015Claimant(s): Hazielinda Ghazali-Cho
Claimant Lawyers(s): David Glod
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Francis X. Dee
Arbitrator(s): John A. Goc, Robert J. Ambrogi, Melinda S. Milberg
Hearing Site: Boston, MA
12-0247711/27/2013Claimant(s): Michael Roy
Claimant Lawyers(s): Keith A. MacDonald
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jed L. Marcus
Arbitrator(s): John A. Goc, B. John Dill, David B. Beizer
Hearing Site: Boston, MA
08-0394102/24/2010Claimant(s): Leerink Swann LLC
Claimant Lawyers(s): David C. Casey
Respondent(s): Martin Joyce
Respondent Lawyers(s): Thomas J. Butters
Arbitrator(s): John A. Goc, Pete S. Michaels, John Joseph Cotter
Hearing Site: Boston, MA

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