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FINRA Awards for Sylvia E. Green

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0349405/05/2016Claimant(s): Russell Cable
Claimant Lawyers(s): Robert Aronson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): John A. Goc, Michael P. Anciello, Sylvia E. Green
Hearing Site: Boston, MA
Checkmark IconExpungement
03-0646901/17/2008Claimant(s): James A. Manganiello & Wanda Stevens
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Domenic Kalil, Morgan Stanley DW Inc.
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Howard I. Wilgoren, Sharon L. Monroe, Sylvia E. Green
Hearing Site: Boston, MA
Checkmark IconStipulated Award and Expungement
06-0390208/14/2007Claimant(s): Nordo Nissi
Claimant Lawyers(s): Thomas J. Gleason
Respondent(s): Prudential Equity Group, Michael and Debra Kaufman
Respondent Lawyers(s): Alan S. Brodherson, Michael Kaufman
Arbitrator(s): Sylvia E. Green
Hearing Site: Boston, MA
Expungement

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