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FINRA Awards for Michael Kaufman

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0390208/14/2007Claimant(s): Nordo Nissi
Claimant Lawyers(s): Thomas J. Gleason
Respondent(s): Prudential Equity Group, Michael and Debra Kaufman
Respondent Lawyers(s): Alan S. Brodherson, Michael Kaufman
Arbitrator(s): Sylvia E. Green
Hearing Site: Boston, MA
Expungement

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