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FINRA Awards for John J. Kenny

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0376705/11/2015Claimant(s): Michael Bruck, MBB Trust
Claimant Lawyers(s): Michael Bruck
Respondent(s): Craig Lewis, Morgan Stanley, Peter Grave
Respondent Lawyers(s): Tabitha Bartholomew
Arbitrator(s): Jeffrey P. Petrucelly, James R. Collins, John J. Kenny
Hearing Site: Boston, MA
Checkmark Icon$253,402
14-0032504/16/2015Claimant(s): Leon Wirtenberg
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Christian D. Johnson
Arbitrator(s): B. J. Krintzman, Susan Largay, John J. Kenny
Hearing Site: Boston, MA
Checkmark IconExpungement
12-0196607/25/2014Claimant(s): Wayne Johnson
Claimant Lawyers(s): Philip A. Tracy
Respondent(s): Daniel Joyce, Robert Morey, Vernon Gibson, Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John B. Kinsellagh, Michael L. Letendre, John J. Kenny
Hearing Site: Boston, MA
08-0372908/13/2013Claimant(s): Thomas Heller
Claimant Lawyers(s): Richard W. Kearney
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kenneth W. DiGia
Arbitrator(s): B. J. Krintzman, Pamela E. Berman, John J. Kenny
Hearing Site: Boston, MA
11-0190011/28/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Paul Kapur
Respondent Lawyers(s): Paul K. Kapur
Arbitrator(s): Jack A. Marshall, Kelly M. Lonergan, John J. Kenny
Hearing Site: Boston, MA
09-0504410/08/2010Claimant(s): Alan Biren, John Tucker
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): John K. Wells
Arbitrator(s): Kelly M. Lonergan, Patrick W. McKeon, John J. Kenny
Hearing Site: Boston, MA
Checkmark Icon$1,085,600
05-0092412/29/2009Claimant(s): Barry and Janet Lang
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Richard Laine, Kimball & Cross Investment Management
Respondent Lawyers(s): John C. Clifford, Richard R. Laine
Arbitrator(s): Howard M. Miller, Jeffrey L. Frankel, John J. Kenny
Hearing Site: Boston, MA
Checkmark Icon$145,846

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