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FINRA Awards for Richard Laine

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0092412/29/2009Claimant(s): Barry and Janet Lang
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Richard Laine, Kimball & Cross Investment Management
Respondent Lawyers(s): John C. Clifford, Richard R. Laine
Arbitrator(s): Howard M. Miller, Jeffrey L. Frankel, John J. Kenny
Hearing Site: Boston, MA
Checkmark Icon$145,846

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