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FINRA Awards for Richard W. Kearney

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0372908/13/2013Claimant(s): Thomas Heller
Claimant Lawyers(s): Richard W. Kearney
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kenneth W. DiGia
Arbitrator(s): B. J. Krintzman, Pamela E. Berman, John J. Kenny
Hearing Site: Boston, MA
06-0087109/28/2007Claimant(s): Peter Martin
Claimant Lawyers(s): Richard W. Kearney
Respondent(s): Columbia Funds Distributors., Columbia Management Group.
Respondent Lawyers(s): Mark W. Batten
Arbitrator(s): Maurice J. Skoler, Margaret Crouse Skelly, Lee McHarg Holland
Hearing Site: Boston, MA

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