| 14-00325 | 04/16/2015 | Claimant(s): Leon Wirtenberg
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Christian D. Johnson
Arbitrator(s): B. J. Krintzman, Susan Largay, John J. Kenny
Hearing Site: Boston, MA
|  | Expungement |
| 12-01038 | 02/09/2015 | Claimant(s): Mark Soukup
Claimant Lawyers(s): Richard M. Gelb
Respondent(s): Regina Bolvin, Bolvin Wealth Management Group.
Respondent Lawyers(s): William Bernarduci
Arbitrator(s): Sandor I. Rabkin, Michael L. Letendre, Susan Largay
Hearing Site: Boston, MA
| | |
| 12-01403 | 01/28/2014 | Claimant(s): Peter Kelly
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Anthony Nofi, Ameriprise Financial Services., H&R Block Financial Advisors n/k/a Ameri
Respondent Lawyers(s): Howard M. Klausmeier, Howard Klausmeier
Arbitrator(s): Howard M. Miller, Susan Largay, Thomas P. Bowman
Hearing Site: Boston, MA
| | Expungement |
| 10-05371 | 11/09/2011 | Claimant(s): Judith Schmitt
Claimant Lawyers(s): Christopher McHallam
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): Arthur J. Giacomarra, William I. Carmen, Susan Largay
Hearing Site: Boston, MA
| | $0 |
| 07-02867 | 08/12/2008 | Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): Online Brokerage Services.
Respondent Lawyers(s): Kevin M. Overy
Arbitrator(s): Brian J. Dunn, Paul F. Marandett, Susan Largay
Hearing Site: Boston, MA
| | $0 |
