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FINRA Awards for Thomas P. Bowman

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0140301/28/2014Claimant(s): Peter Kelly
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Anthony Nofi, Ameriprise Financial Services., H&R Block Financial Advisors n/k/a Ameri
Respondent Lawyers(s): Howard M. Klausmeier, Howard Klausmeier
Arbitrator(s): Howard M. Miller, Susan Largay, Thomas P. Bowman
Hearing Site: Boston, MA
Checkmark IconExpungement
10-0341602/14/2012Claimant(s): Dianne Dingolo, Robert Dingolo
Claimant Lawyers(s): R. Alan Fryer
Respondent(s): Wells Fargo Advisors, Robert Maiocco
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): Sandor I. Rabkin, Thomas J. Nash, Thomas P. Bowman
Hearing Site: Boston, MA
Checkmark Icon$370,880

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