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FINRA Awards for H&R Block Financial Advisors n/k/a Ameri

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0140301/28/2014Claimant(s): Peter Kelly
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Anthony Nofi, Ameriprise Financial Services., H&R Block Financial Advisors n/k/a Ameri
Respondent Lawyers(s): Howard M. Klausmeier, Howard Klausmeier
Arbitrator(s): Howard M. Miller, Susan Largay, Thomas P. Bowman
Hearing Site: Boston, MA
Checkmark IconExpungement

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