| 20-04094 | 07/08/2022 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael Rowe
Respondent(s): David Weigel, John Moran
Respondent Lawyers(s): David E. Robbins, Michael Rowe
Arbitrator(s): Jeffrey Alan Helewitz, Josefa Antonia Sicard-Mirabal, Josian Antoine
Hearing Site: New York, NY
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| 19-03156 | 06/10/2020 | Claimant(s): John Moran
Claimant Lawyers(s): Rachel Mech
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 09-07119 | 02/12/2013 | Claimant(s): Joseph Fedele, Rhonda Fedele
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Citigroup Global Markets., John Moran, Morgan Stanley, Robert Brown, Thomas Dwyer
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Howard D. Jacob, Peter P. Skomorowsky, Jonathan L. Goldfarb
Hearing Site: New York, NY
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| 10-04320 | 06/03/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): John Moran
Respondent Lawyers(s): Brian J. Fruehling
Arbitrator(s): Barry S. Jacobson
Hearing Site: Newark, NJ
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