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FINRA Awards for Jonathan L. Goldfarb

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0711902/12/2013Claimant(s): Joseph Fedele, Rhonda Fedele
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Citigroup Global Markets., John Moran, Morgan Stanley, Robert Brown, Thomas Dwyer
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Howard D. Jacob, Peter P. Skomorowsky, Jonathan L. Goldfarb
Hearing Site: New York, NY
Checkmark Icon$0
10-0391004/20/2012Claimant(s): Dawn Fragala
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Sandra J. Mullings, Sandra Gale Behrle, Jonathan L. Goldfarb
Hearing Site: New York, NY
Checkmark IconExpungement
07-0315105/07/2009Claimant(s): Eric Serfaty
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Riordan
Arbitrator(s): Sandra J. Mullings, Jonathan L. Goldfarb, Nancy Kramer
Hearing Site: New York, NY

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