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FINRA Awards for Margaret Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0292405/26/2015Claimant(s): Margaret Smith, Margaret Farwell Smith 2007 Trust UAD 10, Margaret Farwell Smith CRUT Trust Dtd 5/
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Morris S. Getzels, Owen Frances, Mark Alan Sevigny
Hearing Site: Los Angeles, CA
Checkmark Icon$915,249
10-0285402/25/2011Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Margaret Smith
Respondent Lawyers(s): Harold Ducote
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
Expungement

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