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FINRA Awards for Harold Ducote

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0285402/25/2011Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Margaret Smith
Respondent Lawyers(s): Harold Ducote
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
Expungement

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