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FINRA Awards for William R. Carlisle

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0117009/26/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Wade Roberts
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): George Pinckney Shingler
Hearing Site: Atlanta, GA
21-0024210/06/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Matthew Sherbondy
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Mollie Wagner Neal, David Blair Sinyard, Edward Martin Davidson
Hearing Site: Atlanta, GA
21-0024106/09/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Christopher Chance
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Samuel Appel
Hearing Site: Atlanta, GA
21-0024005/08/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Kimberly Barry
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
21-0024303/24/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Jaylon Ellison
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA

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