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FINRA Awards for Keith Barnett

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0036708/22/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Eric Hall
Respondent Lawyers(s): Eric Kim Hall
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
21-0024210/06/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Matthew Sherbondy
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Mollie Wagner Neal, David Blair Sinyard, Edward Martin Davidson
Hearing Site: Atlanta, GA
21-0024106/09/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Christopher Chance
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Samuel Appel
Hearing Site: Atlanta, GA
21-0024005/08/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Kimberly Barry
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
21-0029210/25/2022Claimant(s): William Howard
Claimant Lawyers(s): Eric J. Nathan
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Lita S. Menkin, Edwin J. Buckley, Brian Francis Pocock
Hearing Site: Atlanta, GA
19-0268908/30/2021Claimant(s): Ronnie Rozier
Claimant Lawyers(s): Ronnie L Rozier
Respondent(s): Aubrey Parker, Wells Fargo Advisors
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Barbara Black, Judith Stilz Ogden, Henry Bruce Haynes
Hearing Site: Atlanta, GA
Checkmark IconExpungement
19-0028003/04/2021Claimant(s): Derek D'Alonzo
Claimant Lawyers(s): Ian E. Smith
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Robert H. Putnam, Joel Lee Glasco, Barbara Black
Hearing Site: Atlanta, GA
17-0291505/03/2019Claimant(s): Christopher Hubbard, Julia Hubbard
Claimant Lawyers(s): Jonathan Palmer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Harry G. Mason, Marcia A. Ogilvie, George Pinckney Shingler
Hearing Site: Atlanta, GA
Checkmark IconExpungement
13-0042508/29/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keith Barnett
Respondent(s): Hyung Cheoun
Respondent Lawyers(s): Hyung Sik Cheoun
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA

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