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FINRA Awards for Ian E. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0028003/04/2021Claimant(s): Derek D'Alonzo
Claimant Lawyers(s): Ian E. Smith
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Robert H. Putnam, Joel Lee Glasco, Barbara Black
Hearing Site: Atlanta, GA

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