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FINRA Awards for Harry Hamilton Herts

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0151211/21/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Robert Chambers
Respondent Lawyers(s): Robert Mark Chambers
Arbitrator(s): Harry Hamilton Herts, Zeek Ojeh, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
10-0433005/01/2012Claimant(s): Julie Johnson, Stephen Johnson
Claimant Lawyers(s): J. Brent Welker, Jack Klausner
Respondent(s): David Theis
Respondent Lawyers(s): Charles R. Berry
Arbitrator(s): Harry Hamilton Herts, Robert S. Mautner, Steven Martin Helm
Hearing Site: Phoenix, AZ
Checkmark Icon$35,000
09-0226311/08/2011Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Gregory Tevis
Respondent(s): Debra Householder, Scott Householder, The Householder Group, LLP
Respondent Lawyers(s): David H. Carmichael
Arbitrator(s): Harry Hamilton Herts, Daniel J. Lind, Robert W. Bruns
Hearing Site: Phoenix, AZ

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