| 09-02263 | 11/08/2011 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Gregory Tevis
Respondent(s): Debra Householder, Scott Householder, The Householder Group, LLP
Respondent Lawyers(s): David H. Carmichael
Arbitrator(s): Harry Hamilton Herts, Daniel J. Lind, Robert W. Bruns
Hearing Site: Phoenix, AZ
| | |
| 09-03836 | 12/02/2010 | Claimant(s): Dennis E. Flynn IRA
Claimant Lawyers(s): Chris D. Barski
Respondent(s): Bryan Dunn, UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Richard D. Fincher, W. Michael Kelley, Robert W. Bruns
Hearing Site: Phoenix, AZ
|  | $71,532 |
| 08-03573 | 11/04/2009 | Claimant(s): Mary C. Wagner
Claimant Lawyers(s): Mary C. Wagner
Respondent(s): Michael Stebbins
Respondent Lawyers(s): Robert N. Mann
Arbitrator(s): David C. Rupley, Pamela M. Katzenberg, Robert W. Bruns
Hearing Site: Phoenix, AZ
| | $4,200 |
| 07-00223 | 08/13/2007 | Claimant(s): Richard Caris
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Marc Kalish, Robert W. Bruns, Curtis L. Ritland
Hearing Site: Phoenix, AZ
| | $690,430 |
