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FINRA Awards for Julie Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0191203/28/2022Claimant(s): Julie Johnson
Claimant Lawyers(s): James P. Galvin
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, John Murphy
Arbitrator(s): Philip J. Glick, Michael Jeffrey Norton, Gregory M. Scanlon
Hearing Site: Denver, CO
10-0433005/01/2012Claimant(s): Julie Johnson, Stephen Johnson
Claimant Lawyers(s): J. Brent Welker, Jack Klausner
Respondent(s): David Theis
Respondent Lawyers(s): Charles R. Berry
Arbitrator(s): Harry Hamilton Herts, Robert S. Mautner, Steven Martin Helm
Hearing Site: Phoenix, AZ
Checkmark Icon$35,000

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