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FINRA Awards for Gregory M. Scanlon

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0191203/28/2022Claimant(s): Julie Johnson
Claimant Lawyers(s): James P. Galvin
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, John Murphy
Arbitrator(s): Philip J. Glick, Michael Jeffrey Norton, Gregory M. Scanlon
Hearing Site: Denver, CO
17-0267805/14/2018Claimant(s): Brian Evans
Claimant Lawyers(s): Brian Keith Evans
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Helen Marinak Blohm, William W. Haskell, Gregory M. Scanlon
Hearing Site: Honolulu, HI
Checkmark IconDismissed by Rule 12206
09-0625102/03/2011Claimant(s): Albert Chen
Claimant Lawyers(s): John Balestriere
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Daniel E. Shaw
Arbitrator(s): Edwin C. Shiver, Gregory M. Scanlon, M. Scott Donahey
Hearing Site: San Francisco, CA
07-0189309/02/2008Claimant(s): HGL Consulting/Research LTD, H. George and Angelika M. Lundburg Jt, Lola D. Thomas Trust
Claimant Lawyers(s): Carl H. Osaki
Respondent(s): Charles Sebrell, Dwayne Mukai, Morgan Stanley & Co., Paul Saferstein, Richard Mosko, Robert Tung, Susan Lane
Respondent Lawyers(s): David R. Maurer
Arbitrator(s): Robin Lynn Berry, James K. Hoenig, Gregory M. Scanlon
Hearing Site: Honolulu, HI
Checkmark Icon$0

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