Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02666 | 04/16/2018 | Claimant(s): Mary Lee Darby Revocable Trust Claimant Lawyers(s): Allisaon S. Ficken Respondent(s): William Smith, Sterne Agee Financial Services. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Robert N. Leitch, Jay A Kaplan, Larry Kenneth Lott Hearing Site: Atlanta, GA |  | Expungement |
| 17-01800 | 03/13/2018 | Claimant(s): William Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Smith Asset Management. Respondent Lawyers(s): William B. Smith Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 17-00067 | 10/06/2017 | Claimant(s): William Smith Claimant Lawyers(s): William Kenneth Smith Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Booker Coleman Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 07-03127 | 06/09/2008 | Claimant(s): Ruth Smith, William Smith, Ruth M. Smith IRA, William L. Smith IRA Claimant Lawyers(s): Ruth M. Smith Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Barry R. Temkin Arbitrator(s): Jerry H. Friedland Hearing Site: Phoenix, AZ | | $0 |