Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02477 | 08/31/2018 | Claimant(s): Christopher Wynne, David Austin, Lisa Schiffer, Niraj Bhandari Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Securities America. Respondent Lawyers(s): Bruce M. Bettigole Arbitrator(s): James R. McGuone, Gary P. Alexander, Jay A Kaplan Hearing Site: Atlanta, GA | ||
| 15-02666 | 04/16/2018 | Claimant(s): Mary Lee Darby Revocable Trust Claimant Lawyers(s): Allisaon S. Ficken Respondent(s): William Smith, Sterne Agee Financial Services. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Robert N. Leitch, Jay A Kaplan, Larry Kenneth Lott Hearing Site: Atlanta, GA |  | Expungement |