FINRA Awards for Smith Asset Management.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01800	03/13/2018	Claimant(s): William Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Smith Asset Management. Respondent Lawyers(s): William B. Smith Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY