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FINRA Awards for Benjamin Marcano

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0125111/17/2023Claimant(s): Benjamin Marcano
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc.
Respondent Lawyers(s): Deirdre Wolff, John Murphy
Arbitrator(s): Madelon M. Rosenfeld, Alice E. Winkler, Robert Morris
Hearing Site: New York, NY
18-0427708/01/2022Claimant(s): Benjamin Marcano
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Clifford Stober, Douglas Summer, Martin Halbfinger, William Rose
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s):
Hearing Site: New York, NY
15-0253005/23/2018Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Benjamin Marcano
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Susan C. Lushing, George Sommerfeld, Gayle S. Sanders
Hearing Site: New York, NY

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