13-03704 | 03/10/2020 | Claimant(s): Elana Deutsch, Elie Deutsch, Alan Deutsch A/C/F for Ayelethashacha, Alan Deutsch A/C/F for Natanel Deutsch, Alan Deutsch A/C/F for Zecharia Deutsch, Sonja G. Deutsch Irrevocable Trust Claimant Lawyers(s): Kevin J. Deloatch Respondent(s): James Ducey, Stuart Alter, Morgan Stanley Smith Barney LLC Respondent Lawyers(s): Adam Kauff Arbitrator(s): Julian F. Santos, Joan M. Traub, Daniel F. Morrissey Hearing Site: New York, NY
| | Dismissed |
13-02904 | 09/11/2014 | Claimant(s): Morgan Stanley Smith Barney FA Notes Hol, Morgan Stanley Smith Barney LLC Claimant Lawyers(s): Harry D. Frisch Respondent(s): Jay Serniak Respondent Lawyers(s): Jonathan D. Berg Arbitrator(s): Keely D. Parr Hearing Site: New York, NY
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12-04088 | 08/06/2014 | Claimant(s): Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney LLC Claimant Lawyers(s): Samuel P Mauch Respondent(s): Gary Barr Respondent Lawyers(s): Michael A. Valenti Arbitrator(s): Bill Swinford, Martin Augustus Graf, Edwin Joseph Rehrman Hearing Site: Louisville, KY
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07-00096 | 06/05/2014 | Claimant(s): Arthur Gilman, Duane DeWispelaere, Hattie Wells, Herbert Pfuhl, Linda Delucia, Milton Pringle, Robert Geter, Sandra Kirin, Whitmore Cunningham, Linda Delucia behalf EST Angelo Delucia, Sandra Kirin behalf EST of James Kirin, Angelo J. DeLucia & Linda L. Delucia Claimant Lawyers(s): Robert J. Pearl Respondent(s): Ira Miller, Morgan Stanley Smith Barney LLC Respondent Lawyers(s): Jonathan R. Cyprys Arbitrator(s): Sandra Gale Behrle, Ira A. Auerbach, L. Paul Kehoe Hearing Site: Buffalo, NY
| | Expungement |
13-00722 | 05/30/2014 | Claimant(s): James Salvano, Rene Salvano Claimant Lawyers(s): Benjamin Lapin Respondent(s): Morgan Stanley Smith Barney LLC Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Rochelle K. Kaplan Hearing Site: Philadelphia, PA
| | Expungement |