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FINRA Awards for Jay Serniak

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0290409/11/2014Claimant(s): Morgan Stanley Smith Barney FA Notes Hol, Morgan Stanley Smith Barney LLC
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Jay Serniak
Respondent Lawyers(s): Jonathan D. Berg
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY

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