| 13-03704 | 03/10/2020 | Claimant(s): Elana Deutsch, Elie Deutsch, Alan Deutsch A/C/F for Ayelethashacha, Alan Deutsch A/C/F for Natanel Deutsch, Alan Deutsch A/C/F for Zecharia Deutsch, Sonja G. Deutsch Irrevocable Trust
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): James Ducey, Stuart Alter, Morgan Stanley Smith Barney LLC
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Julian F. Santos, Joan M. Traub, Daniel F. Morrissey
Hearing Site: New York, NY
|  | Dismissed |
| 07-00916 | 03/31/2008 | Claimant(s): Janeen Sudaka-Karlsson
Claimant Lawyers(s): Janeen A. Sudaka-Karlsson
Respondent(s): Arthur Auch, Catherine Maguire, Christine Cunningham, Eric Peske, Citigroup Global Markets., James Ducey, James Lombardi, Jelmena Hudson, John Olson, Joseph Plumeri, Karen Siannas, Kathleen Ferraro, Kelly Walsh, Linus Cooke, Lisa Feld, Marcelo Ippoliti, Maria Frattaroli, Merrill Lynch Pierce Fenner & Smith Inc., Philip Gullo, Richard Petit (a/k/a Ecklund), et al
Respondent Lawyers(s): Edwin Zipf, Richard A. Petit (a/k/a Ecklund), Victor A. Machcinski
Arbitrator(s): Robert L. Palleschi, Martin H. Zern, Valerie Robbin Watts
Hearing Site: New York, NY
| | $0 |
| 06-04197 | 03/26/2008 | Claimant(s): Elizabeth Schaper, POA for Armin and E
Claimant Lawyers(s): Jeffrey I. Carton
Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley
Respondent Lawyers(s): Douglas B. Appel, Edward Turan
Arbitrator(s):
Hearing Site: New York, NY
| | $11,630 |
| 06-04256 | 03/26/2008 | Claimant(s): Elizabeth Schaper, Exec for Armin & Ethe
Claimant Lawyers(s): Jeffrey I Carton
Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley, Renuka Nayar
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Andrew H. Freund, Francis Carling, Howard A. Baker
Hearing Site: New York, NY
| | $11,630 |
