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FINRA Awards for Jeffrey I Carton

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0425603/26/2008Claimant(s): Elizabeth Schaper, Exec for Armin & Ethe
Claimant Lawyers(s): Jeffrey I Carton
Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley, Renuka Nayar
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Andrew H. Freund, Francis Carling, Howard A. Baker
Hearing Site: New York, NY
Checkmark Icon$11,630

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