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FINRA Awards for Robert L. Palleschi

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0156602/08/2021Claimant(s): Jeffrey Diaz
Claimant Lawyers(s): Jeffrey Diaz
Respondent(s): WTS Proprietary Trading Group LLC
Respondent Lawyers(s): Peter Discenza
Arbitrator(s): Robert L. Palleschi, Khadijah B. Matin, Daniel Robbins
Hearing Site: New York, NY
07-0091603/31/2008Claimant(s): Janeen Sudaka-Karlsson
Claimant Lawyers(s): Janeen A. Sudaka-Karlsson
Respondent(s): Arthur Auch, Catherine Maguire, Christine Cunningham, Eric Peske, Citigroup Global Markets., James Ducey, James Lombardi, Jelmena Hudson, John Olson, Joseph Plumeri, Karen Siannas, Kathleen Ferraro, Kelly Walsh, Linus Cooke, Lisa Feld, Marcelo Ippoliti, Maria Frattaroli, Merrill Lynch Pierce Fenner & Smith Inc., Philip Gullo, Richard Petit (a/k/a Ecklund), et al
Respondent Lawyers(s): Edwin Zipf, Richard A. Petit (a/k/a Ecklund), Victor A. Machcinski
Arbitrator(s): Robert L. Palleschi, Martin H. Zern, Valerie Robbin Watts
Hearing Site: New York, NY
Checkmark Icon$0
06-0234912/06/2007Claimant(s): Miriam Nigohosian
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William J. Manning
Arbitrator(s): Robert L. Palleschi, Zuhayr A. Moghrabi, Kenneth Paul Williams
Hearing Site: New York, NY
Checkmark Icon$158,801

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