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FINRA Awards for Khadijah B. Matin

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0156602/08/2021Claimant(s): Jeffrey Diaz
Claimant Lawyers(s): Jeffrey Diaz
Respondent(s): WTS Proprietary Trading Group LLC
Respondent Lawyers(s): Peter Discenza
Arbitrator(s): Robert L. Palleschi, Khadijah B. Matin, Daniel Robbins
Hearing Site: New York, NY
17-0054402/26/2018Claimant(s): Anthony Bavedas
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Prudential Equity Group, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Megan Christensen
Arbitrator(s): Khadijah B. Matin, Zung T. Nguyen
Hearing Site: New York, NY
16-0182311/14/2016Claimant(s): PHX Financial.
Claimant Lawyers(s): Sean Case
Respondent(s): Daniel Michelman
Respondent Lawyers(s): Daniel Keenan Michelman
Arbitrator(s): Khadijah B. Matin
Hearing Site: New York, NY

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