Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00544 | 02/26/2018 | Claimant(s): Anthony Bavedas Claimant Lawyers(s): Liam O'Brien Respondent(s): Prudential Equity Group, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Alan S. Brodherson, Megan Christensen Arbitrator(s): Khadijah B. Matin, Zung T. Nguyen Hearing Site: New York, NY | ||
| 14-03706 | 11/10/2015 | Claimant(s): Patrick Van Roten Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Robert E. Anderson, Jeffrey Charles Rooney, Zung T. Nguyen Hearing Site: New York, NY | ||
| 12-03265 | 04/11/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Megan M. Christensen Respondent(s): Adam Gurien Respondent Lawyers(s): Andrew R. Macklin Arbitrator(s): Linda J. Baer, Veronica Ann Williams, Zung T. Nguyen Hearing Site: Newark, NJ |