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FINRA Awards for Samuel P Mauch

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0408808/06/2014Claimant(s): Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney LLC
Claimant Lawyers(s): Samuel P Mauch
Respondent(s): Gary Barr
Respondent Lawyers(s): Michael A. Valenti
Arbitrator(s): Bill Swinford, Martin Augustus Graf, Edwin Joseph Rehrman
Hearing Site: Louisville, KY
11-0319312/21/2011Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI

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