Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02167 | 12/13/2018 | Claimant(s): Raymond Lucia Claimant Lawyers(s): Robert Moses Respondent(s): Lucia Securities, Llc Respondent Lawyers(s): Viktoria Palermo CCO Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 12-03610 | 01/14/2014 | Claimant(s): Joseph Czarnecki, Nancy Czarnecki Claimant Lawyers(s): Glenn S. Gitomer Respondent(s): Securities America., Michael Sztrom, Raymond Lucia, First Allied Securities., RJL Wealth Management, Raymond J. Lucia Companies. Respondent Lawyers(s): Denis C. Dice, Michael Sztrom, Neal S. Robb Arbitrator(s): Sheldon Seligsohn, Ethan L. Lewis, Laura A. Kaster Hearing Site: Philadelphia, PA |  | Expungement |