| 20-04077 | 06/22/2022 | Claimant(s): Jacques Soileau, Jennifer Plauche Soileau, Nexgen Investments
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): Barbara L. Edin, Donald Cole Massey, Linda Genevieve Bizzarro
Hearing Site: New Orleans, LA
|  | $975,606 |
| 20-00862 | 03/10/2022 | Claimant(s): Joan Highsmith, Lutricia Ward, Estate of Thomas Ward
Claimant Lawyers(s): Alex S Aughtry
Respondent(s): Anthony Mesquit, Eric McSwain, Jennifer Dehart, Fidelity Brokerage Services LLC, Nassim Elias, Fidelity Personal and Workplace Advisors
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Barbara L. Edin, Keith E. Robinson, Arlene Denise Knighten
Hearing Site: New Orleans, LA
| | Expungement |
| 17-00698 | 07/01/2019 | Claimant(s): Charlene Gates, Succession of Richard Gates
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Irvin Schorsch, Pennsylvania Capital Management
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Mark A. Myers, Barbara L. Edin, Daniel J. Pagnano
Hearing Site: New Orleans, LA
| | $0 |
| 18-02621 | 01/23/2019 | Claimant(s): Salvadore Miletello
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Barbara L. Edin
Hearing Site: New Orleans, LA
| | |
| 16-00013 | 12/19/2017 | Claimant(s): H. Labban, Kevin Labban, Labban Futures LLC, Labban Real Estate LLC, Melton Labban Investments LLC, Jacquelyn McAdams Family Trust, James Melton Grandchildren Trust, James Melton Grantor Trust
Claimant Lawyers(s): Andrew J. Mytelka, Jeannie M. Urbani
Respondent(s): Morgan Stanley, Kim Isaacson
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Barbara L. Edin, Onnig Hatchig Dombalagian, Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
| | $0 |
| 14-02056 | 02/24/2017 | Claimant(s): Jo Ann Bennett, Jasmine A. Hopson, Laprecious Hopson, Cevera H. Davis, IRA, Gloria Stamps, Jo Ann Bennet, Roth IRA, Maggie M. Cooper, Marilyn Grather, Marvin L. Falvey, Nancy Falvey, Patty L. Myers, Roy E. Crampton III IRA Rollover, Roy E. Crampton, Russell L. Laird, W.L. Cupit, William D. Falvey
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Logan Phillips, Morgan Keegan & Company, Raymond, James & Associates.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Barbara L. Edin, Mollie Wagner Neal, William T. Bowen
Hearing Site: Jackson, MS
| | $761,771 |
| 15-02085 | 12/14/2016 | Claimant(s): David Covington
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Raymond C. Kerr, Barbara L. Edin, Daniel J. Pagnano
Hearing Site: New Orleans, LA
| | Expungement |
| 14-00712 | 07/07/2015 | Claimant(s): Rebecca Ann Dyer Tilton
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Clayton J. Borne, Lovella L. Richardson, Barbara L. Edin
Hearing Site: Jackson, MS
| | $60,400 |
| 14-00566 | 04/27/2015 | Claimant(s): FFC Capital Advisors
Claimant Lawyers(s): Richard B. Ehret
Respondent(s): Bernard Robertson
Respondent Lawyers(s): Al J. Robert,
Arbitrator(s): Barbara L. Edin, David Walton Earle, Eric M. Schorr
Hearing Site: New Orleans, LA
| | |
