| 18-03454 | 03/20/2020 | Claimant(s): Tomas Fernandez
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Norton
Respondent Lawyers(s): Kathryn B. Rockwood
Arbitrator(s): Harvey R. Linder
Hearing Site: Charlotte, NC
|  | $0 |
| 17-00698 | 07/01/2019 | Claimant(s): Charlene Gates, Succession of Richard Gates
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Irvin Schorsch, Pennsylvania Capital Management
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Mark A. Myers, Barbara L. Edin, Daniel J. Pagnano
Hearing Site: New Orleans, LA
| | $0 |
| 15-00187 | 08/19/2016 | Claimant(s): Gene Jones, Succession Representative of Thomas Jone
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Raymond James Financial Services., Scottie Traylor, Trey Curtis
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Mark A. Myers, Rene Guas, William Gilbert Faulk
Hearing Site: New Orleans, LA
| | Expungement |
| 13-00717 | 06/13/2014 | Claimant(s): Naveed Malik, Sadaf Malik
Claimant Lawyers(s): James T. Tran, Jessica Vasquez
Respondent(s): Andrew Black, Morgan Stanley, Michael Gagliardi
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Robert R. Wolf, Jeffrey R. Jury, Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
| | $0 |
| 11-01606 | 06/22/2012 | Claimant(s): Frances Detraz
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Banc One Securities Corporation
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Charles A. Crocco, John R. Buehler, William W. Bride
Hearing Site: New Orleans, LA
| | Expungement |
