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FINRA Awards for Banc One Securities Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0293406/14/2021Claimant(s): David Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc One Securities Corporation
Respondent Lawyers(s): Gregory Johnson
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
11-0160606/22/2012Claimant(s): Frances Detraz
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Banc One Securities Corporation
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Charles A. Crocco, John R. Buehler, William W. Bride
Hearing Site: New Orleans, LA
Checkmark IconExpungement
11-0103904/20/2012Claimant(s): Florence Pesce
Claimant Lawyers(s): Florence Pesce
Respondent(s): J.P. Morgan Securities, Banc One Securities Corporation
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Jeffrey M. Bain, Gregory P. Szuter, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
Checkmark Icon$0

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