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FINRA Awards for David Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0293406/14/2021Claimant(s): David Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc One Securities Corporation
Respondent Lawyers(s): Gregory Johnson
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
20-0293506/08/2021Claimant(s): David Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX

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