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FINRA Awards for James T. Tran

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0071706/13/2014Claimant(s): Naveed Malik, Sadaf Malik
Claimant Lawyers(s): James T. Tran, Jessica Vasquez
Respondent(s): Andrew Black, Morgan Stanley, Michael Gagliardi
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Robert R. Wolf, Jeffrey R. Jury, Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
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