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FINRA Awards for Robert Norton

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0345403/20/2020Claimant(s): Tomas Fernandez
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Norton
Respondent Lawyers(s): Kathryn B. Rockwood
Arbitrator(s): Harvey R. Linder
Hearing Site: Charlotte, NC
Checkmark Icon$0
18-0233411/21/2018Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Robert Norton
Respondent Lawyers(s): Robert Telford Norton
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Portland, OR

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