| 19-01723 | 07/18/2022 | Claimant(s): Dennis Ainbinder, Nadine Ainbinder, Dennis & Nadine Ainbinder TTEES 1992
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): Tina Scott Polsky, Donna Greenspan Solomon, Jonathan Chane
Hearing Site: Boca Raton, FL
|  | $252,627 |
| 20-03978 | 06/28/2022 | Claimant(s): Jeff and Karen Misner Revocable Trust
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): J.G. Long, Thomas James Hirsch, Jeffrey Alperin
Hearing Site: Atlanta, GA
| | $1,342,120 |
| 20-04077 | 06/22/2022 | Claimant(s): Jacques Soileau, Jennifer Plauche Soileau, Nexgen Investments
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): Barbara L. Edin, Donald Cole Massey, Linda Genevieve Bizzarro
Hearing Site: New Orleans, LA
| | $975,606 |
| 20-03856 | 05/05/2022 | Claimant(s): Elise Oren, John Oren
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): Brian James Tagtmeier, David Aaron DeSoto, Nile Bailey Copeland
Hearing Site: Houston, TX
| | $3,862,630 |
| 20-02555 | 12/28/2021 | Claimant(s): Cheryl E. Amyx Living Trust U/A 11/7/05
Claimant Lawyers(s): W. Scott Greco
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): Sheila D. Collins, Matthew Stephen Duchesne, Francis Henry Dong
Hearing Site: Washington, DC
| | $299,899 |
