| 15-02148 | 06/07/2016 | Claimant(s): Ruthe Gomez, Advisory Financial Consultants.
Claimant Lawyers(s): Christopher Mader
Respondent(s): John Lohmeier, Rebecca Townsend
Respondent Lawyers(s): John Harold Lohmeier, Rebecca Anne Townsend
Arbitrator(s): Charles E. Farnsworth
Hearing Site: San Francisco, CA
| | |
| 07-03055 | 12/29/2015 | Claimant(s): Ruthe Gomez, Advisory Financial Consultants.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Locke Haven, TradeRight Securities.
Respondent Lawyers(s): Becky Townsend, Michael Rukojzo
Arbitrator(s): Charles E. Farnsworth, David J. Romanski, Michael Craig Butterworth
Hearing Site: San Francisco, CA
| | |
| 07-03072 | 12/29/2015 | Claimant(s): TradeRight Corp. d/b/a TradeRight Securi
Claimant Lawyers(s): James V. Garvey
Respondent(s): Ruthe Gomez, Advisory Financial Consultants.
Respondent Lawyers(s): Christopher P. Mader
Arbitrator(s):
Hearing Site: San Francisco, CA
| | |
| 08-03782 | 05/10/2013 | Claimant(s): Alyce Johnson, Andrew Balistreri, Anita Robertson, Ann Solomon, Ardeth Ullman, Barbara Grant, Beulah Flood, Carmen Yaskewich, Carol Brochini, Cary Tremewan, Catherine Hanoum, Darlene Harris, David Hinkel, Diane Kinzli, Donald King, Doreen Elkins, Dorothy Jones, Duncan Grant, Ernest Kinzli, Frank Thomas, et al
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): Ruthe Gomez, Financial Networks Group, NDX Trading., Traderight Securities.
Respondent Lawyers(s): Christopher Nelson, Michael J. Rukujzo, Patrick Baldwin
Arbitrator(s): James N. D'Orso, M. Scott Donahey, Rahul K. Surana
Hearing Site: San Francisco, CA
|  | $4,277,740 |
| 08-03899 | 12/02/2009 | Claimant(s): Kanella Sarros, Kanella V. Sarros 403B, Kanella V. Sarros Roth IRA, Sarros Family Trust dtd 10/03/2001
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Ruthe Gomez, Advisory Financial Consultants.
Respondent Lawyers(s): Christopher Mader
Arbitrator(s): Mitchell S. Ostwald, Benjamin Slomoff, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
| | $73,606 |
